ORES Permit Portal Help - Guide to Classification of Documents
CLASSIFICATION |
DESCRIPTION and/or EXAMPLES
(Note: Examples do not represent an exhaustive list but provide useful guidance.)
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Affidavits of Service/Publication |
A notarized document that certifies service of Office issued documents. |
Appeal/Motion for Leave to Appeal |
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Appendix |
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Briefs |
Brief on exception
Initial brief
Reply brief
Reply brief on exceptions
Post-hearing brief (& reply)
Letter in lieu of brief
Memorandum of law
(Cover letter included with filed document)
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Comment on Recommended Decision |
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Compliance Filing |
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Comments |
Comments & Reply comments from active parties
Comments on Staff White Paper
(Cover letter included with filed document)
NOTE: Comments from the general public, including letters and e-mails, whether or not specifically solicited through a formal notice, are filed under the “Public Comments” tab on ORES Public Permit Application Portal. The “comments” referred to here are typically longer, formal documents filed by parties under a “notice and comment” process that may be used instead of or in addition to evidentiary hearings.
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Cover Letter/Letter/Correspondence |
Letters from the Office that has legal significance
Letters from Office establishing requirements or calling for filings
General correspondences to or from the Office or ALJ regarding permit applications
Correspondences between the Office or an ALJ and active parties that do not fit into other categories such as “motion” or “ruling,” e.g., questions sent to parties regarding a filing or to be answered at an upcoming hearing. See NOTE 2 below
NOTE 1: Cover letters accompanying filed documents are filed with the accompanying document. One exception to the general rule of filing cover letters with their accompanying document is that, in the permit application of a new filing that serves to begin a formal permit application.
NOTE 2: Communications from an ALJ or the Office that establishes requirements such as scheduling milestones or documents to be filed are “Rulings” and filed as such, even if they take the form of informal correspondence. ALJs and the Office will endeavor to identify such documents as rulings.
NOTE 3: Motions or briefs or responses or replies to same submitted by active parties in the form of letters are classified as motions or briefs; authors of such letters should clearly identify their character in the subject line or first sentence of the letter.
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Exhibit |
Prefiled Exhibits
Hearing Exhibits (marked and/or moved into evidence at hearing)
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Letter |
Letter from the Office that has legal significance, e.g.,
Letter from the Office denying petition for rehearing as failing to meet the standard for rehearing in rules
Letter from the Office dismissing an interlocutory appeal as failing to establish extraordinary circumstances
Letter from Office Director under delegated authority
Letter from Office Director establishing requirements or calling for filings
NOTE 1: This category is reserved for outgoing letters issuing from the Office and is not used for incoming correspondence.
NOTE 2: This category does not include general public correspondence from the Office in response to a letter sent to the Office, where no further action is expected of the recipient. See “Correspondence” category, above.
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Figure and Map |
Maps
Diagrams
Photos
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Motion/Request |
Formal requests for a ruling or order
Motions addressed to ALJ or to the Office
Responses or replies related to Motions
Motion or Request for trade secret protection or confidential treatment
Motion or Request for protective order
Request or motion for extension of time
(Cover letter included with filed document)
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Notice |
Notice of hearing, public statement hearing, or procedural conference
Notice Soliciting Comments
, Notice of newspaper publication
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Petition for Party Status |
Requests for party status
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Plans and Proposals |
(Cover letter included with filed document)
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Report |
Local Agency Account Fund Report |
Response/Reply |
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Statement of Compliance |
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Statement of Issues |
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Stipulation/Agreement |
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Testimony |
(All testimony in this category is prefiled testimony. Once it is entered onto the record at a hearing, it is reflected instead in the “transcript” document.)
Direct Testimony
Rebuttal testimony
Responsive testimony
Surrebuttal testimony
(Includes Confidential testimony)
(Cover letter generally included with filed document, but see NOTE under “Petition”)
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Transcripts |
Stenographer’s record of Office hearings and public statement hearings, (including confidential information, usually segregated in a separate document) |